The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
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Electric power utility Evergy Inc. was hit with a proposed class action saying its employees’ 401(k) plan is filled with ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
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An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Groupwill pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to ...
The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...