AI’s Role in the Financial Services Industry Although AI comes in many forms, it is ... health care, education, employment, housing, or legal services. CAIA’s enforcement under the Colorado ...

And so we're getting deeper in terms of the skill sets that generative AI needs in order to get their RLHF and other forms of training ... hard to move into full employment straightaway and ...

The legal fight between Alpine Securities Corp. and the Financial Industry Regulatory Authority Inc. took one step sidewise this week when Finra moved to uphold and finalize its expulsion of the ...

The Financial Industry Regulatory Authority fined United First Partners $40,000 for municipal securities-related rule violations as part of a wider FINRA disciplinary action that saw the firm ...

Friday’s settlement follows a $144,000 Finra penalty NewEdge Securities agreed to last March, according to the firm’s BrokerCheck profile. That came after Finra alleged that NewEdge charged ...

Modernizing its rules, enhancing industry compliance and combating cyber threats are on the agenda of the U.S. Financial Industry Regulatory Authority (FINRA) for the months ahead. Speaking at an ...

SALEM, Ore. (KATU) — The Oregon Employment Department (OED) has identified errors in some 1099-G tax forms issued in January for Unemployment Insurance benefits paid in 2024. Approximately ...

With this latest update, employers should consider implementing the new Form I-9 into their employment eligibility verification process immediately, or no later than July 31, 2026.

Interactive Brokers is top-tier for both institutional investors and individual traders looking for extensive market access. Its competitive fees and diverse account options make it a standout ...

SCOTT OLSON/GETTY IMAGES In late February, DOGE also fired nearly 25,000 probationary federal workers who were in their first or second years of employment ... came in the form of the rebranded ...

If you have FEGLI (government life insurance) you will need to submit SF 2818, Continuation of Life Insurance form with your retirement ... because they have your employment records.