Mako Financial Markets Partnership will pay $2.1 million (1.7 million pounds) in penalties to the U.K. Financial Conduct ...

The Financial ... demonstrating that crime does not pay.” The FCA prosecuted Zina in 2023 following concerns over insider trading. The regulator said Zina worked as an analyst at Goldman Sachs ...

"Despite the best endeavours of the APPG to produce a report the FCA would take seriously ... ‘To advocate for the victims of financial misconduct, crimes, scandals, frauds and regulatory ...

India's financial crime fighting agency said on Monday its investigation revealed that payment services provider Paytm and ...

Sigma360's latest platform enhancements transform how financial crime teams operate, combining machine learning, Large Language Models (LLMs), and AI-powered intelligence to cut through complexity and ...

Olumide Osunkoya, 46, has been sentenced to four years in prison for operating an unregistered network of cryptocurrency ATMs across the UK. The case marks the first criminal sentencing in the country ...

However, in fewer than 2% of cases, firms did not attempt to conduct the promised suitability checks—raising concerns about compliance gaps. The FCA is now urging financial advisers to assess their ...

Join a dynamic team in the financial services sector, supporting investment management, fund services, wealth management, and retirement fund solutions. We’re seeking a Compliance Data Analyst to ...

The Financial Conduct Authority clarified it will ... director of intelligence and digital at the FCA, wanted to “set the record straight” about the regulator’s plans to delete staff emails ...