SEBI has issued a circular introducing a framework for monitoring and supervising system audits of stock brokers (SBs) through technology-based measures, effective for FY 2025-26. The framework aims ...

Disruption is a constant, but preparedness doesn’t have to be a guessing game. Klaus Jaeck of management consultancy Horváth ...

Meeting specific regulatory compliance standards across geographical jurisdictions can mean the difference between launching ...

Growing pressure from stakeholders has catalysed the development of comprehensive sustainability reporting standards, ...

The Department of Justice (“DOJ”) has alleged in a complaint filed in the Southern District of New York on January 14, 2025 that KKR & Co. Inc.

In the modern era, the financial industry faces increasing complexity in regulatory compliance, demanding innovative ...

Brussels hopes simplifying green compliance rules will boost Europe’s flagging economy. Green groups fear something more ...

The Financial Services Agency (FSA) of Japan has issued an administrative action against AEON Bank, Ltd. following an on-site inspection that uncovered serious deficiencies in its anti-money ...

On 1/8/25, the National Taxpayer Advocate (NTA) published its 2024 Annual Report to Congress and identified taxpayers’ ...

We're drowning in compliance requirements while struggling to show real security improvement. CSA’s CEO Jim Reavis shares an ...

CDP’s chief executive Sherry Madera to discuss how the global data platform is preparing to help businesses navigate this ...

Learn to simplify SaaS compliance with strategies for data privacy, security, and financial standards. Discover automation ...