SEC Taps Attorney to Lead New Team to Replace Crypto Asset and Cyber Unit
"This announcement harkens back to the SEC’s traditional mission: investigating fraud and charging fraud that impacts ...
247Sports.com14d
The SEC announces revenue sharing for the 2023-24 fiscal year
BIRMINGHAM, Alabama (February 6, 2025) – Southeastern Conference Commissioner Greg Sankey on Thursday announced revenue distribution of $808.4 million to the SEC's 16 universities for the 2023 ...
Investopedia14d
The SEC: A Brief History of Regulation
The Securities Exchange Act was signed on June 6, 1934, and created the Securities and Exchange Commission (SEC). It was then-President Franklin D. Roosevelt’s response to the original problem ...
JD Supra15d
ICI Urges SEC to Delay Short-Sell Reporting Rules Amid Compliance Uncertainty
The Investment Company Institute (ICI) has asked the Securities and Exchange Commission (SEC) in a comment letter to delay enforcement of its new short sale disclosure rules (the “Short Sale ...
Crypto Briefing24d
SEC removes Ripple lawsuit from its website as case moves to appeals court
The SEC has removed Ripple-related civil actions from its website as the lawsuit advances to the Court of Appeals for the Second Circuit, marking a critical stage in the ongoing legal battle over ...
Tennessean24d
Men's college basketball rankings: SEC teams in Coaches Poll, AP Top 25 on Jan. 27
It's a recurring theme at this point of the season, but one that was reaffirmed this past week, with some of the biggest games in the sport taking place in the SEC footprint. Need a break?
bnnbloomberg24d
BMO Managing Director Dismissed Over SEC Mortgage-Bond Probe
Lew didn’t reply to a message seeking comment. Lew, who has 18 years of industry experience and worked at BMO for six years, is cooperating with the investigation and contests the SEC’s allegations, ...
Bloomberg L.P.24d
BMO Managing Director Dismissed Over SEC Mortgage-Bond Probe
Bank of Montreal dismissed a managing director on its US mortgage-backed bond desk in connection with a regulatory probe into misleading marketing practices. Doo Sik Lew was discharged last month ...
Bloomberg L.P.24d
SEC-CFTC Merger Sounds Like a Win for DOGE. Don’t Be Fooled.
Aaron Brown is a former head of financial market research at AQR Capital Management. He is also an active crypto investor, and has venture capital investments and advisory ties with crypto firms ...
Financial Post25d
BMO managing director dismissed over SEC probe
Lew didn’t reply to a message seeking comment. Lew, who has 18 years of industry experience and worked at BMO for six years, is cooperating with the investigation and contests the SEC’s allegations, ...
The Globe and Mail25d
BMO dismissed a managing director as it was finalizing SEC settlement deal over mortgage bonds
However, the SEC has not launched a case against Mr. Lew. The FINRA disclosure says the SEC said its allegations against Mr. Lew were connected to an investigation of potentially deceptive ...