Mako Financial Markets Partnership will pay $2.1 million (1.7 million pounds) in penalties to the U.K. Financial Conduct ...

The Financial ... demonstrating that crime does not pay.” The FCA prosecuted Zina in 2023 following concerns over insider trading. The regulator said Zina worked as an analyst at Goldman Sachs ...

"Despite the best endeavours of the APPG to produce a report the FCA would take seriously ... ‘To advocate for the victims of financial misconduct, crimes, scandals, frauds and regulatory ...

However, in fewer than 2% of cases, firms did not attempt to conduct the promised suitability checks—raising concerns about compliance gaps. The FCA is now urging financial advisers to assess their ...

Join a dynamic team in the financial services sector, supporting investment management, fund services, wealth management, and retirement fund solutions. We’re seeking a Compliance Data Analyst to ...

The Financial Conduct Authority clarified it will ... director of intelligence and digital at the FCA, wanted to “set the record straight” about the regulator’s plans to delete staff emails ...

A Janus Henderson Group Plc analyst was accused by the Financial Conduct Authority of running an insider trading ring from his London home during Covid-19 lockdowns.

The Financial Conduct Authority said it needs ... While it was still considering the feedback, the FCA said it would continue to monitor firms. Brian Nimmo, head of redress at Broadstone ...